NDA Securities Ltd

Compliance officer appointment

• Board appointed Arun Kumar Mistry as Compliance Officer for broking and depository operations effective Oct 15, 2026.
• Appointment covers regulatory and operational compliance; not a KMP appointment.

NDA Securities Limited: Closure of Trading Window from 1 October 2026 till expiry of 48 hours after the unaudited financial results for the quarter ended 30 September 2026.

Appointment details

• Appointment of Mr. Gaurav Jindal as Head of Business Development and Senior Management Personnel, effective Sept 30, 2026.
• Term: appointment effective Sept 30, 2026; no end date specified.
• Reason: Board approved designation based on Nomination and Remuneration Committee recommendation.
• Profile: Chartered Accountant with business development and corporate operations experience; associated with NDA Group.
• Relationship: Son of Ram Gopal Jindal (Director) and spouse of Kajal Goel (Managing Director).

Withdrawal of preferential issue

• Board approved 1.70 crore equity shares preferential issue to promoter and non-promoter categories.
• In-principle BSE approval sought for issuance at Rs 37 per share.
• Members approved at EGM on March 16, 2026.
• Board withdrew the proposal via circular resolution due to reasons beyond control.
• Withdrawal means no issuance of 1.70 crore shares at Rs 37 per share.
• No final regulatory approval; plan withdrawn and capital-raising attempt not pursued.

Director resignation and AGM clarification

• Ms. Isha Rastogi resigned as Non-Executive Independent Director effective August 6, 2026.
• AGM notice included the regularisation item despite resignation; the item was not required to be transacted.
• In filing AGM proceedings, the item was inadvertently reported as approved.
• The item shall not be construed as continuation or appointment of Rastogi as Director.
• Company requests the Stock Exchange to record this clarification.
• Date of communication: September 14, 2026.

AGM Details

• AGM held on 14 August 2026 via VC/OAVM.
• Start time 01:00 PM; end time 01:36 PM.
• Record date: 07 August 2026.
• Total shareholders on record: 4,405; public attendees: 40 via VC.

Resolutions and outcomes

• Resolution 1: Adoption of Audited standalone and consolidated financial statements — Ordinary — passed (99.995% in favour).
• Resolution 2: Re-appointment of Ram Gopal Jindal as Non-Independent Non-Executive Director — Ordinary — passed (99.995% in favour).
• Resolution 3: Re-appointment of Arvind Sharma as Non-Independent Executive Director — Ordinary — passed (99.995% in favour).
• Resolution 4: Regularisation of Isha Rastogi as Non-Executive Independent Director — Special — passed (99.995% in favour).
• Resolution 5: Strategic enablement for sale/lease or disposal of corporate undertakings under section 180(1)(a) — Special — passed.
• Resolution 6: Alteration of main objects clause of MOA — Special — passed.

Dividend

• Dividend: Not proposed or approved at the AGM.

Director changes

• Ram Gopal Jindal re-appointed as Non-Independent Non-Executive Director.
• Arvind Sharma re-appointed as Non-Independent Executive Director.
• Isha Rastogi regularised as Non-Executive Independent Director.

Other material approvals

• MOA main objects alteration approved.
• Strategic enablement for sale/lease or disposal approved.

Board action

• Board met Aug 13, 2026 and approved unaudited results for quarter ended June 30, 2026.
• Limited Review Reports enclosed.

Meeting Details

• Board meeting scheduled for August 13, 2026 at the Company's Registered Office.

Key Agenda Items

• Consider and approve unaudited standalone and consolidated financial results for quarter ended June 30, 2026.

Other Notes

• Trading window for designated persons remains closed through August 15, 2026.

Resignation of Independent Director

• Resignation of Independent Director Isha Rastogi, effective 06 Aug 2026, due to personal circumstances; no other material reasons.