Emkay Global Financial Services Ltd

Demat/remat status

• No demat/remat requests were received during the quarter.
• Securities dematerialised have been listed on the stock exchanges where the earlier issued securities are listed.
• Certificates for dematerialisation were mutilated and cancelled after verification, with depository name substituted as registered owner within timelines.

Resolution details

• Special resolution: appointment of Rajesh Shah as Non-Executive Independent Director for 5 years, effective 19 August 2026.
• Outcome: Passed by requisite majority; 99.9988% in favour (20,405,781 of 20,406,020 polled).

Resignation - Head of Research & Strategy

• Seshadri Sen resigns as Head of Research & Strategy (Institutional Equities).
• Cessation date: 30 September 2026.
• Reason: resignation.

Emkay Global Financial Services Limited trading window closed from 1st October, 2026 till the expiry of 48 hours after declaration of the Standalone and Consolidated Unaudited Financial Results of the Company for the quarter and half year ending 30th September, 2026

Trading Approval Details

• NSE and BSE grant trading approval for 50,000 promoter shares on warrants conversion.
• Shares admitted to dealings from 28 September 2026.
• Lock-in period is 18 months from receipt of trading approval letters.
• Distinctive numbers 27330132 to 27380131 cover the 50,000 shares.

Share Capital Change

• Converted warrants into 100,000 equity shares; allotment to promoter Prakash Kacholia completed.
• Post-allotment paid-up capital increases to Rs 27,92,55,800 comprising 2,79,25,580 shares.
• Promoter holding rises to 19.70% from 19.41%.
• Meeting of Management Committee approved the allotment on 21 September 2026.
• Balance consideration received Rs 1,79,62,500 for 1,00,000 warrants.

Listing approval for promoter warrants

• In-principle listing approvals granted by NSE and BSE for 50,000 equity shares from warrants conversion.
• Shares issued on preferential basis to promoter Mr. Prakash Kacholia; listing subject to depository credit.
• Credit confirmation from NSDL/CDSL required before listing; exchanges may withdraw if information incomplete.
• Reference numbers NSE/LIST/56628 and BSE LOD/PREF/KS/FIP/774/2026-27 provided.
• Listing will occur on receipt of depository confirmation; trading not yet admitted.

Resolutions

• Special Resolution: Appoint Rajesh Shah as Non-Executive Independent Director for 5 years from 19 Aug 2026.
• Profile: Rajesh Shah, CA; ~30 years in Aditya Birla Group; former CFO Cement; independence confirmed.
• Term: 5 years from 19 Aug 2026 to 18 Aug 2031; not liable to retire by rotation.
• Type: Special Resolution; subject to Members' approval.
• Impact: Adds independent director; no share capital or dividend impact.
• Voting window: e-voting 14 Sep–13 Oct 2026; cut-off date 8 Sep 2026.